Job Detail

Investment Operations Associate Job Openings by The Pontem Group in Westport

The Pontem Group Vacancies 2020 - The Pontem Group present an opportunity to apply Investment Operations Associate that will be placed in Westport.

The Pontem Group Job Vacancies 2020

Detail of : Investment Operations Associate Job Opening in Westport

To be considered for this remote role please complete this assessment: have a leading wealth managment team in Fairfield County that is looking for an investment operations professional to handle trading and client onboarding/service needs for the practice.The right candidate should have strong attention to detail, be proactive and be able to provide a great client experience. They will be a key team member to ensure the practice's investment unit is running efficiently.Responsibilites may include:Prepare and complete investment account opening paperwork
Manage investment account opening status tracking

Follow up for signed account opening paperwork
Drive account opening process
Coordinate and execute 401(k) rollover calls with clients and plan administrators


Initial onboarding trading (with special attention to transition plan trading)
Ongoing trading

Tax loss harvesting
Opportunistic rebalancing
Tactical tilts
Elimination of current holding(s) and/or introduction of new holding(s)


Assist clients with investment account related questions
Assist clients with transaction requests
Managing client review schedule

Working with the Director of Investments on special projects

RequirementsThe role requires a candidate who:Has a Series 7 and 66 licenses, active
Has investment industry experience
Is highly detail oriented and procedural

The candidate should desire to be part of a positive culture in a high performing team.Experience working in NetX360 and Envestnet would be a plus.Job Type: Full-timePay: From $65,000.00 per yearBenefits:Health insurance
Paid time off
Professional development assistance
Retirement plan

Schedule:Monday to Friday

Supplemental Pay:Bonus pay

Experience:investment: 4 years (Required)

Education:Bachelor's (Required)

License:Series 7 License (Required)

Work authorization:United States (Required)

Work Location:One location

Benefit Conditions:Waiting period may apply
Only full-time employees eligible

Work Remotely:Yes, temporarily due to COVID-19

For further information, please refer official source from The Pontem Group Career Center on following link below. If you meet the requirement and are interested in building a future career with The Pontem Group, please register yourself at :

Notes :
  • All applications are appreciated and will be treated confidentially.
  • Only candidates that meet the above qualification will be shortlisted.

If you are not interested in Investment Operations Associate Westport December 2020 The Pontem Group above, you can try to find your job by read related jobs from another company in Westport below.

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